Basel ii Compliance Professionals Association (BCPA)
the largest
association of Basel ii Professionals in the world
Course Title
Certified Pillar 2 Expert (CP2E)
The Supervisory Review & Evaluation Process (SREP) and the
Internal Capital Adequacy Assessment Process (ICAAP)
Objectives:
This course
has been designed to provide with the knowledge and skills needed to
understand and and work for the Second Pillar of Basel II.
The course provides with the skills needed to pass the Certified
Pillar 2 Expert (CP2E) exam.
Target Audience:
This course is intended for managers
and professionals from Banks, Financial Institutions,
Multinational Corporations, Supervisory Agencies who need to
understand and speak the specialized language of Basel ii
compliance, which has become the common language throughout their
organization.
This course is
highly recommended for:
- Managers and
Professionals involved in Basel ii (decision making and
implementation)
- Risk and Compliance Officers
-
Legal Counsels
- Strategic Planners
-
Analysts
- Auditors
- Management Consultants
Course Synopsis
-
Second Pillar: The two tier process
-
The internal assessment - the Internal Capital Adequacy Assessment
Process (ICAAP)
-
The evaluation of the Assessment - the Supervisory Review and
Evaluation Process (SREP)
-
Risks that are not adequately covered by Pillar 1
-
Enhancing the link between risk profile, risk management systems
and capital
-
The Internal Capital Adequacy Assessment Process (ICAAP)
-
The firm’s opinion and evidence of its internal capital adequacy
assessment
-
Structure of ICAAP
-
Corporate governance elements
-
The obligation to conduct an ICAAP
-
Processes, strategies and systems used in ICAAP
-
Documenting the ICAAP
-
Review of the ICAAP
-
The proportionality principle
-
Assumptions, methodology, coverage and outcome of the bank’s ICAAP
-
Group/parent ICAAPs
-
The framework from the Committee of European Banking Supervisors (CEBS)
- a model around the world
-
The 11 ICAAP High Level Principles
-
Templates, Examples and Case Studies
-
The Supervisory Review and Evaluation Process (SREP)
-
The supervisor’s review and evaluation of the firm’s risk profile
and the adequacy and reliability of the firm’s ICAAP
-
Is there sufficient capital to support all material risks?
-
Principles & Key Components of the SREP
-
The supervisory review of the group/parent ICAAPs
-
The Supervisory Review and Evaluation Process (SREP) as part of
the wider Supervisory Review Process
-
The framework from the Committee of European Banking Supervisors (CEBS)
-
The 11 SREP High Level Principles
-
The Basel ii / Pillar ii challenges
-
A. Technical
-
B. Organisational
-
C. Regulatory
-
Home and host supervisors
-
Synchronising Pillar 2 work across borders
-
Communicating home and hosts’ Pillar 2 assessments
-
Pillar 2 in the EU - The Capital Requirements Directive
-
Pillar 2 in the USA
-
Pillar 2 in countries around the world. Interesting differences
-
Regulatory Arbitrage: Using Pillar 2 as an advantage for the
country
-
Using Pillar 2 as an advantage for the financial firm
-
Basel ii Amendment (July 2009)
-
Bank for International Settlements, Enhancements to the Basel II
framework
-
Supplemental Pillar 2 Guidance (Supervisory Review Process)
Read
more about our Certified Basel ii Training
Join the Basel
ii Compliance Professionals Association (BCPA). Membership is
Free
www.basel-ii-association.com/How_to_become_member.htm
Member Benefits
www.basel-ii-association.com/Member_Benefits.htm
Reading Room
www.basel-ii-association.com/Reading_Room.htm
Read more about our Certified Basel ii
Professional (CBiiPro) program:
www.basel-ii-association.com/Distance_Learning_Online_Certification.htm
Read more about our Certified Pillar 2
Expert (CP2E) program:
www.basel-ii-association.com/Distance_Learning_Online_Certification_CP2E.htm
Read more about our Certified Pillar 3
Expert (CP3E) program:
www.basel-ii-association.com/Distance_Learning_Online_Certification_CP3E.htm
Read more about our Certified Stress
Testing Expert (CSTE) program:
www.basel-ii-association.com/Distance_Learning_Online_Certification_CSTE.htm
Privacy and Compliance with the
Federal Trade Commission Fair, the California Online Privacy
Protection Act, the Children Online Privacy Protection Act, the
Privacy Alliance, the Controlling the Assault of Non-Solicited
Pornography and Marketing Act
www.basel-ii-association.com/Privacy.htm
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